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Katrina Boice

Katrina Boice

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Katrina M. Boice is a partner in the law firm of Aidikoff, Uhl & Bakhtiari and exclusively represents clients in securities arbitration matters before FINRA and securities litigation in state and federal courts. Ms. Boice graduated Cum Laude from the University of Wyoming in 2004 with a Bachelor of Science in Finance. Ms. Boice also obtained her Juris Doctor from the University of Wyoming in 2007 where she was recognized with the Excellence in Advocacy Award and argued in front of the Wyoming Supreme Court. Ms. Boice was also co-counsel on the largest arbitration award in 2010 for a single client.

Ms. Boice is a member of the Public Investors Arbitration Bar Association and has served on its membership committee, annual meeting committee and bar journal committee. Ms. Boice has spoken before law students and professional groups on various topics which include social media, the handling of securities arbitration and litigation involving brokerage firms.

In May 2017, Ms. Boice was nominated as a public member of the National Arbitration and Mediation Committee (NAMC) of the Financial Industry Regulatory Authority (FINRA) which is the advisory group that provides recommendations on rules, regulations and procedures governing arbitrations, mediations and dispute resolution.

In May 2017, Ms. Boice was elected to be part of the Discovery Task Force Committee (DTFC) of the Financial Industry Regulatory Authority (FINRA) which is the advisory group, established in conjunction with a directive from the U.S. Securities & Exchange Commission, that will review substantive issues relating to discovery in arbitration proceedings that are conducted under the auspices of the FINRA Code of Arbitration Procedure.

Education

  • B.S. - University of Wyoming, Finance, Cum Laude, 2004
  • J.D. - University of Wyoming, Excellence in Advocacy, 2007

Bar Admissions

  • Idaho, 2009
  • California, 2014

Publications

The Use of Third Party Subpoenas to Determine a Brokerage Firm's Pre-Hiring Due Diligence and Post-Hiring Supervision
Public Investors Arbitration Bar Association (2015)
Market Adjusted Damages in the FINRA Forum
PIABA Bar Journal, Volume 21, No. 2 (2014), reprinted in the Consumer Attorneys Associations for Southern California Advocate (April 2016)
The Time for a Uniform Fiduciary Duty Is Now
St. John's Law Review, Vol. 87: Iss. 2 & 3, 313 (2013)
FINRA Six-Year Eligibility Rule 12206: The Purchase Date is Often Not the Triggering “Occurrence or Event Giving Rise to a Claim.”
Public Investors Arbitration Bar Association (2013)

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