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Securities Arbitration
Aidikoff, Uhl & Bakhtiari is an AV rated law firm that represents institutional, retail, individual and employee investors around the world in securities arbitration and litigation covering a wide range of disputes.
Securities Arbitration is how most disputes between customers and financial institutions are resolved. Though often perceived to be an informal arbitration process, they are actually highly specialized proceedings that often last several days or weeks.
Our areas of securities arbitration include:
- Breach of Fiduciary Duty
- Unsuitability
- Excessive Activity
- Over-Concentration
- Supervision
- Unauthorized Trading
- Mutual Fund Fraud
- Margin Trading
- Misrepresentations & Omissions
- Private Placements
- Asset Allocation
- Ponzi and Pyramid Schemes
- Employee Stock Options
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