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Recovery of Schwab Yield Plus Losses: Securities Arbitration vs. Class Action

Before retaining an attorney, aggrieved investors should consider carefully whether their rights are better pursued through a class action lawsuit or securities arbitration before the Financial Industry Regulatory Authority (FINRA). This is particularly true for Schwab Yield Plus (SWYPX and SWYSX) money market investors.

Important Facts to Consider Prior to Joining A Schwab Yield Plus Class Action

The Advantage of Individual Schwab Yield Plus Arbitration

Arbitration before FINRA is done on an individual basis with the investor having input in the selection of counsel and participating in the litigation of the case. Individual investors receive specific counsel relative to their claims.

Securities arbitration is a superior forum to seek damages that exceed out of pocket losses, as well as interest, attorneys fees and punitive damages in an appropriate case.

To discuss your individual case, please contact us.