Woodland Hills stock brokerage ordered to pay $1.99 million in arbitration case
Los Angeles Business Journal
Woodland Hills-based stock brokerage firm RJR Capital Group has been ordered to pay $1.99 million, and additional costs, to clients by National Association of Securities Dealers arbitrators, in a binding decision. A lawyer for the clients, Salvador Gomez and Neda Kordich, told a three-man NASD arbitration panel that RJR Capital had improperly invested the clients” […]