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Woodland Hills stock brokerage ordered to pay $1.99 million in arbitration case

Los Angeles Business Journal

Woodland Hills-based stock brokerage firm RJR Capital Group has been ordered to pay $1.99 million, and additional costs, to clients by National Association of Securities Dealers arbitrators, in a binding decision. A lawyer for the clients, Salvador Gomez and Neda Kordich, told a three-man NASD arbitration panel that RJR Capital had improperly invested the clients” […]

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