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Aidikoff, Uhl & Bakhtiari Investigates Bank of America Structured Products

Aidikoff, Uhl & Bakhtiari launches investigation on behalf of investors that purchased Bank of America structured investments which were represented as protecting principal. The investments the firm is investigating includes: Bank of America (Basket EAGLES) Equity Appreciation Growth Linked Securities Bank of America Return Linked Notes Bank of America CYCLES (Capital Protected Equity Performance Linked […]

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Messing With J.R., the Postscript

Many people on Wall Street were surprised when an arbitration panel awarded Larry Hagman, who played the rapacious oil baron J.R. Ewing in the 1980s hit series “Dallas,” won $11.6 million in a securities arbitration case against Citigroup. His broker, Lisa Detanna, was also surprised. She recently sent a letter about the case to hundreds […]

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Federal Judge Accepts SEC Settlment with Citigroup

A federal judge said Friday that she would accept the $75 million settlement between the Securities and Exchange Commission and Citigroup over the bank’s failure to adequately disclose its exposure to subprime mortgage debt in 2007, The New York Times’s Edward Wyatt reports from Washington. But Judge Ellen Segal Huvelle of Federal District Court for […]

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FINRA Fines HSBC For CMO Sales to Retail Customers

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined HSBC Securities (USA) Inc. $375,000 for recommending unsuitable sales of inverse floating rate Collateralized Mortgage Obligations (CMOs) to retail customers. HSBC failed to adequately supervise the suitability of the CMO sales and fully explain the risks of an inverse floating rate or other […]

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Leveraged Municipal Arbitrage Funds Under Investigation

Aidikoff, Uhl & Bakhtiari announced today that it is investigating potential claims on behalf of investors who invested in the following municipal arbitrage funds: 1861 Capital Management Citigroup’s Mat and ASTA Funds Aravali Fund Blue River Asset Management GEM Capital Havell Capital Enhanced Municipal Income Fund Rockwater Hedge Fund, LLC Stone and Youngberg Municipal Advantage […]

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