PR Newswire
A National Association of Securities Dealers (NASD) arbitration panel found The Boston Group and its founder Robert Diminico liable and ordered them to pay a total of $400,000, which included a $300,000 award of punitive damages to compensate Jim Oliver, a Nebraska investor. At the arbitration, Mr. Oliver proved that the Boston Group and Mr. […]
Dow Jones Newswires
It isn’t easy for a naive investor to conquer a street-smart brokerage firm, but Cara Marks succeeded three years ago when she won $137,000 in an arbitration case against Lew Lieberbaum & Co. Then the 45-year-old Beverly Hills resident found out that winning isn’t everything on Wall Street, at least not in the industry’s investor […]
Forbes.com
If you want to sue your online brokerage, get in line. Online trading has ballooned in the last few years and now makes up roughly one of four retail stock trades. But customer complaints of shoddy service and bungled communications have grown right alongside it. The number of complaints fielded by the Securities and Exchange […]
PR Newswire
A National Association of Securities Dealers (NASD) arbitration panel ordered E*TRADE Securities, Inc. (Nasdaq: EGRP – news) to pay a total of $38,226 to compensate customer Morgan Roach for investment related losses. Mr. Roach was represented by Aidikoff & Uhl, a Beverly Hills and Palm Springs, California law firm. According to Ryan Bakhtiari, who argued […]
PR Newswire
A National Association of Securities Dealers (NASD) arbitration panel ordered E*TRADE Securities, Inc. (Nasdaq: EGRP – news) to pay a total of $38,226 to compensate customer Morgan Roach for investment related losses. Mr. Roach was represented by Aidikoff & Uhl, a Beverly Hills and Palm Springs, California law firm. According to Ryan Bakhtiari, who argued […]